Compliance AI for financial institutions
Connects to your existing stack. Pre-reviews reports, investigates alerts, and tracks the regulatory horizon — your team focuses on what matters most.
For financial institutions only.
Workflows that unlock the compliance team.
Horizon Scanning
Publication Review
Monitoring & Surveillance
DDQs & RFPs
More coming soon
An intelligence layer, not a new platform.
Connects to your existing stack
Works inside the tools your team already uses.
Toven plugs into Global Relay, BlueMatrix, and SMARTS — so your analysts open the same systems they always have, just with the context already assembled. No migration. No retraining. No disruption.
The volume problem
Compliance volume is growing. Headcount isn't. Your senior people should be doing senior work.
FINRA exams are expanding scope. Communication channels keep multiplying. The number of research reports, alerts, and DDQs hitting your team's queue hasn't stopped growing — but the number of analysts reviewing them has. The alerts that need no human, the reports that are clearly fine, the questions that answer themselves — Toven handles those, so your compliance team spends their time on the cases that actually require judgment.
Built for your regulators, not just your workflow
Every output is defensible by design. Every decision, fully auditable.
Toven doesn't just flag issues — it cites the rule, timestamps the check, and records the disposition. FINRA 2241(c)(3). SMARTS DLY300. Every flag, every check, every rule mapping — documented automatically. When a regulator asks why something was approved, your analyst has a complete answer in seconds, not hours spent reconstructing decisions from memory.
Built for the scale our clients demand.
Our clients operate at the highest levels of global finance — we build compliance intelligence that matches their complexity.
“Toven makes me 10x more effective for the compliance team. I'm able to cover significantly more.”
— Deputy Chief Compliance Officer
“You're redefining how compliance officers can work.”
— Head of IB Compliance
Built by AI Engineers from
Backed by Institutional Investors
Enterprise-grade security by default
SOC 2 Type II in progress. Containerized deployment on AWS ECS Fargate. SSO via SAML/OIDC. Cloud-native managed databases. On-prem available for firms with strict data residency requirements.
Ready to see it inside your workflows?
We work directly with compliance leadership — no sales cycle, no generic demo. Show us your workflow and we'll show you what Toven does with it.
For financial institutions only.